Case 1401134/2022 · Employment Tribunal
Dr E Sarkar v University Hospitals Plymouth, NHS Trust and 1 other — 2023
- Case reference
- 1401134/2022
- Decision date
- 2 June 2023
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Smail Appearances
Parties
3 namedClaimant
Dr E Sarkar
Key findings
Tribunal's reasoningIn this preliminary hearing, Employment Judge Smail considered whether parts of Dr E Sarkar’s 2022 disability and race discrimination claim were barred because they overlapped with the earlier 2018 protected disclosure litigation. The tribunal noted that the 2018 claim had been heard over six days, had been dismissed, and that the final Schedule of Chosen Detriments filed on 3 December 2018 marked the latest point by which substantial claims should have been advanced in that earlier case.
The tribunal held that the essence of the 2022 claim was different. It concerned decisions taken from October 2020 onwards about the handling of an investigation into the 10 August 2017 anaphylaxis incident, and those later allegations were not covered by issue estoppel, cause of action estoppel or Henderson v Henderson. They were therefore allowed to proceed to a further telephone case management hearing.
By contrast, the tribunal struck out the complaints that the first respondent did not support a reasonable workplace adjustment for the claimant’s impaired mobility in 2017 and that race-based allegations were made against her after she corrected a white laboratory manager who had misnamed her. The tribunal also struck out any other liability allegations relating to events on or before 3 December 2018. It refused, however, to strike out the claim against the Royal College of Physicians, holding that it was arguable at this stage that the College had acted as the first respondent’s agent for the invited review, so liability under ss.109 and 110 Equality Act 2010 could not be ruled out.
Claims and outcomes
2 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Disability discrimination | The tribunal struck out the 2017 reasonable-adjustment allegation and any other liability allegations relating to events on or before 3 December 2018 as an abuse of process under Henderson v Henderson. Later disability discrimination allegations concerning the handling of the post-2020 investigation were allowed to proceed. | Struck out | Disability | — |
| Race discrimination | The tribunal struck out the allegation that race-based accusations were made after the claimant corrected a white laboratory manager, and any other liability allegations relating to events on or before 3 December 2018, as an abuse of process. Later race discrimination allegations concerning the post-2020 investigation were allowed to proceed. | Struck out | Race | — |
Legal tests applied
8 references- issue estoppel
- cause of action estoppel
- Henderson v Henderson
- Thoday v Thoday
- Agbenowossi-Koffi v Donvand Ltd (t/a Gullivers Travel Associates)
- London Borough of Haringey v O'Brien
- Rule 37(1)(a) Employment Tribunals (Constitution and Rules of Procedure) Regulations 2013
- ss.109 and 110 Equality Act 2010
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
Case essentials (reference, date, judge, venue, country, claim categories) are extracted from the structured metadata gov.uk publishes alongside each decision. Parties and monetary figures are extracted from the judgment PDF text. Key findings and per-claim outcomes require a second extraction pass that is not yet complete for this case — until then, the primary source linked above is the authoritative record. See full methodology.
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