Case 1404254/2019 · Employment Tribunal
Mr L Richards v 1 Unity Build and Repair Ltd 2 Waterfield Homes Ltd — 2021
- Case reference
- 1404254/2019
- Decision date
- 6 January 2021
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Smail Representation
- Venue
- Exeter
Parties
2 namedClaimant
Mr L Richards
Key findings
Tribunal's reasoningAt a preliminary hearing in Exeter on 9 and 10 November 2020, Employment Judge Smail determined the claimant's employment status. The claimant was a multi-trade carpenter who had been introduced to Mr Matt Conyers, worked on the respondent's properties, met at the respondent's office each day, took jobs from job sheets and completed timesheets. The judge found that Waterfield Homes Ltd was the true respondent and that Unity Build and Repair Ltd did not trade at the relevant time.
The tribunal held that between 22 October 2010 and 19 November 2018 the claimant was a worker within Regulation 2 of the Working Time Regulations 1998 and section 230(3)(b) of the Employment Rights Act 1996, but not an employee within section 230(1) during that period. It accepted that the parties had genuinely intended a CIS/self-employed arrangement, that the agreement was not a sham, and distinguished Autoclenz v Belcher and Young and Woods Ltd v West on the facts. The claimant's main complaint during that period was that he was not being paid holiday pay.
The tribunal further found that Waterfield Homes Ltd started paying the claimant through payslips with effect from 20 November 2018, and that he became an employee of Waterfield Homes Ltd from that date until the effective date of termination on 18 July 2019. The proposed contract with Unity Build and Repair Ltd was not entered into. No remedy was determined because the hearing dealt only with status issues.
Claims and outcomes
4 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Unfair dismissal | Preliminary hearing on employment status only. The tribunal found that the claimant was an employee of Waterfield Homes Ltd from 20 November 2018 to the effective date of termination on 18 July 2019, but it did not determine the merits of any unfair dismissal complaint. | Other | — | — |
| Breach of contract | Preliminary hearing on employment status only. The tribunal found that Waterfield Homes Ltd was the claimant's employer from 20 November 2018 to 18 July 2019, but it did not determine any notice pay or other breach of contract claim. | Other | — | — |
| Unlawful deduction from wages | Preliminary hearing on employment status only. The claimant's complaint focused on holiday pay, and the tribunal held that he was a worker within Regulation 2 of the Working Time Regulations 1998 between 22 October 2010 and 19 November 2018, but it did not determine any substantive deduction claim. | Other | — | — |
| Working time regulations | Preliminary hearing on employment status only. The tribunal held that the claimant was a worker within Regulation 2 of the Working Time Regulations 1998 and section 230(3)(b) ERA 1996 between 22 October 2010 and 19 November 2018, but it did not determine the substantive holiday pay claim. | Other | — | — |
Legal tests applied
5 references- section 230(1) Employment Rights Act 1996
- section 230(3)(b) Employment Rights Act 1996
- Regulation 2 Working Time Regulations 1998
- Autoclenz v Belcher [2011] IRLR 820
- Young and Woods Ltd v West [1980] IRLR 211 (CA)
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
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