Case 1600249/2021 · Employment Tribunal
Mr J Hughes First v Second Respondent: David Wood Baking Ltd Oscar Mayer Ltd t/a Rowan Food — 2022
- Case reference
- 1600249/2021
- Decision date
- 26 September 2022
- Jurisdiction
- England & Wales
- Judge
- Employment Judge C Sharp
- Venue
- Cardiff
Parties
2 namedClaimant
Mr J Hughes First
Key findings
Tribunal's reasoningEmployment Judge C Sharp heard the matter alone in Cardiff on 20 September 2022. The claimant had been absent from work from 3 December 2019 after a cancer diagnosis, received redundancy notice on 24 September 2020 with an effective termination date of 27 November 2020, and the Flint site transferred from David Wood Baking Ltd to Oscar Mayer Ltd t/a Rowan Food on the same date. This hearing was limited to whether the claimant was part of the transferring economic entity and whether he was an affected employee for TUPE consultation purposes.
The tribunal accepted Professor Kim's evidence that, although the precise position on 27 November 2020 was uncertain because of limited clinical notes, the claimant's cancer had recurred in late October 2020 and by the transfer date it was very unlikely he would have been able to return to work for a considerable time. The judge held, applying the authorities relied on in the hearing including BT Managed Services Ltd v Edwards, that the claimant's ill-health had become so serious that he had detached from the economic entity transferring with the Flint site. The judge said that, absent the health issue, the claimant would have been part of the entity because his role was at the Flint site and others in similar roles transferred.
On the affected employee issue, the tribunal held that the relevant period was earlier than 27 November 2020 but reached the same conclusion. By 10 to 23 November 2020 the claimant had still been absent for nearly a year, his cancer had returned, and there was no evidential basis to treat him as meaningfully affected by the transfer or measures taken in connection with it. The tribunal therefore found that he was not part of the organised grouping that transferred and was not an affected employee for the TUPE consultation claim. The judgment also records that an argument that his redundancy was due to the transfer was not pleaded and was not determined, and it notes the separate Regulation 11 claim between the respondents only as likely concluded by the same finding. No remedy was awarded.
Claims and outcomes
1 finding recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Transfer of undertakings (TUPE) | Preliminary TUPE consultation claim failed. The tribunal held that the claimant was not part of the organised grouping that transferred on 27 November 2020 and was not an affected employee for the purposes of the claim under the TUPE Regulations. The judgment did not determine the pleaded unfair dismissal or disability discrimination claims. | Dismissed | — | — |
Legal tests applied
12 references- Botzen v Rotterdamsche Droogdok Maatschappij BV [1985] ECR 519
- Fairhurst Ward Abbotts Ltd v Botes Building Ltd [2004] EWCA Civ 83
- BT Managed Services Ltd v Edwards [2015] IRLR 994
- Duncan Web Offset (Maidstone) Ltd v Cooper and others [1995] IRLR 633
- Unison v Somerset County Council [2010] IRLR 207
- I Lab Facilities Ltd v Metcalfe [2013] IRLR 605
- Transfer of Undertakings (Protection of Employment) Regulations 2006 reg 3(1)(a)
- Transfer of Undertakings (Protection of Employment) Regulations 2006 reg 4
- Transfer of Undertakings (Protection of Employment) Regulations 2006 reg 7
- Transfer of Undertakings (Protection of Employment) Regulations 2006 reg 11
- Transfer of Undertakings (Protection of Employment) Regulations 2006 reg 13
- Transfer of Undertakings (Protection of Employment) Regulations 2006 reg 15
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
Case essentials (reference, date, judge, venue, country, claim categories) are extracted from the structured metadata gov.uk publishes alongside each decision. Parties and monetary figures are extracted from the judgment PDF text. Key findings and per-claim outcomes require a second extraction pass that is not yet complete for this case — until then, the primary source linked above is the authoritative record. See full methodology.
Named in this case and want it removed? Submit a takedown request. The page will be withdrawn on receipt and the editor will follow up within five working days.