Case 1600471/2019 · Employment Tribunal
Dr Nicholas v Three Nations Dispense Limited — 2021
- Case reference
- 1600471/2019
- Decision date
- 16 December 2021
- Jurisdiction
- England & Wales
- Judge
- Employment Judge R Harfield Representation
- Venue
- Cardiff
Parties
2 namedClaimant
Dr Nicholas
Respondent
Key findings
Tribunal's reasoningThe tribunal found that Three Nations Dispense Limited acquired the claimant's employment on 8 January 2019 under TUPE, but no consultation took place with the claimant or any employee representatives before the transfer. It held that the claimant was deprived of the information and consultation protections required by TUPE and awarded the full protective award of 13 weeks' pay, valued at £14,750.06. The tribunal rejected the respondent's attempt to treat the failure as mitigated by a mistaken belief about the effect of the sale agreement, finding that the agreement was there to be read and that the respondent chose to keep its options open.
On dismissal, the tribunal found that the claimant was unfairly dismissed. It accepted that the respondent was concentrating on the dispense side of the business and that the claimant was not seen as part of the reduced workforce, but held that the respondent acted unreasonably in dismissing him without consultation or any fair redundancy process. The tribunal did not accept that the sole or principal reason for dismissal was the transfer itself, but it held that the dismissal was nevertheless unfair under section 98(4) ERA 1996. It also rejected the respondent's case that the claimant's conduct justified any reduction to the basic award, finding that he had authority to do the work he did and had not knowingly participated in a false valuation of Vipzy.
The tribunal found the claimant was wrongfully dismissed because he was not himself in repudiatory breach of contract and the respondent was not entitled to terminate without notice. It made no separate financial award for wrongful dismissal because the notice pay element was already included in the unfair dismissal compensatory award. The compensatory award was calculated by reference to five weeks' net loss of earnings and three weeks' gross notice pay, and the basic award was fixed at £2,286.00. The holiday pay claim was dismissed because the tribunal found that the claimant had over-taken his 2018 leave entitlement and that excess offset any leave accrued between 1 January 2019 and dismissal.
Claims and outcomes
4 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Transfer of undertakings (TUPE) | Failure to inform and consult under TUPE; the tribunal awarded a protective award of 13 weeks' pay, assessed at £14,750.06. | Upheld | — | £14,750 |
| Unfair dismissal | Unfair dismissal upheld; basic award £2,286.00 plus compensatory award £7,574.45 (net loss of earnings £4,114.55 and gross notice pay £3,459.90). The tribunal applied a five-week Polkey period to the compensation calculation. | Upheld | — | £9,860 |
| Wrongful dismissal | The tribunal found the claimant was not in repudiatory breach and was therefore wrongfully dismissed, but made no separate financial award because the notice pay had already been included in the unfair dismissal compensation. | Upheld | — | — |
| Holiday pay | The holiday pay complaint was dismissed because the tribunal found the claimant's excess leave in 2018 offset any accrued untaken leave at termination in 2019. | Dismissed | — | — |
Remedy
Monetary award- Total award
- £24,611
- across all upheld claims
- Basic award
- £2,286
- statutory, unfair dismissal
- Compensatory award
- £7,574
- compensatory remedy recorded
Legal tests applied
15 references- reg 7 TUPE 2006
- reg 13 TUPE 2006
- reg 15 TUPE 2006
- s.98(4) ERA 1996
- Polkey v AE Dayton Services Ltd
- Abernethy v Mott, Hay and Anderson
- s.122(2) ERA 1996
- s.123 ERA 1996
- s.221 ERA 1996
- Neary v Dean of Westminster
- Boston Deep Sea Fishing and Ice Co v Ansell
- Steen v ASP Packaging Ltd
- Nelson v BBC No 2
- University of Sunderland v Drossou
- Fox v BA
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
Case essentials (reference, date, judge, venue, country, claim categories) are extracted from the structured metadata gov.uk publishes alongside each decision. Parties and monetary figures are extracted from the judgment PDF text. Key findings and per-claim outcomes require a second extraction pass that is not yet complete for this case — until then, the primary source linked above is the authoritative record. See full methodology.
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