Case 1600509/2022 · Employment Tribunal
Ms J Williams v Sinclairslaw Limited — 2023
- Case reference
- 1600509/2022
- Decision date
- 25 January 2023
- Jurisdiction
- England & Wales
- Judge
- Employment Judge S Jenkins Representation
- Venue
- Cardiff
Parties
2 namedClaimant
Ms J Williams
Respondent
Key findings
Tribunal's reasoningMs J Williams, a family-law solicitor, joined Sinclairslaw Limited in 2010 on email terms describing her as self-employed, paid by a 37% share of fee income after an initial three months at £1,500 per month, with the firm able to recoup £4,500 after 12 months. She paid her own practising certificate and panel memberships at the start, dealt with her own tax and National Insurance, generated her own work, took holidays without approval, and was largely left to conduct her own practice. Applying the Ready Mixed Concrete and Nethermere approach, the tribunal found the relationship lacked the necessary mutuality of obligation and material control for a contract of employment under the ERA.
On that basis, the tribunal held that Ms Williams was not an employee for ERA purposes and dismissed the unfair dismissal claim. It accepted that personal service was neutral, but found there was no sufficient control over how, when or where she worked and no obligation on the Respondent to provide work or on her to accept it. The judgment records that the parties’ arrangement remained one of self-employment throughout the relationship.
For Equality Act purposes, the tribunal reached the opposite conclusion. Applying section 83 EqA and the client-or-customer authorities, it found that Ms Williams had been recruited to work for the firm as an integral part of its operations, did not actively market her services to the world at large, and had no outside work or substitute. She was therefore in employment for EqA purposes, so the age and sex discrimination claims were capable of proceeding in principle.
The limitation decision disposed of most of the pleaded discrimination allegations. Using section 123 EqA, Hendricks, King, Robertson, Keeble and Adedeji, the tribunal held that allegations 1 to 8 in the Further and Better Particulars were out of time, did not amount to a continuing act, and should not be allowed to proceed on just and equitable grounds. Only allegation 9, concerning the unanswered 23 March 2022 email seeking confirmation of employment status and a copy of contract/terms documentation, remained in time; the age and sex discrimination claims were therefore left live only on that issue. The separate amendment application, which sought to add two late allegations from November 2019 and June 2021, was refused under Selkent and Vaughan because it was substantially out of time and would have faced the same limitation difficulty.
Claims and outcomes
4 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Unfair dismissal | Dismissed because the tribunal found the claimant was not an employee for the purposes of s.230 ERA 1996. | Dismissed | — | — |
| Wrongful dismissal | The judgment resolved the ERA status issue against the claimant; this claim did not survive the finding that she was not an employee. It is not separately reasoned in the conclusion. | Dismissed | — | — |
| Age discrimination | All age allegations except allegation 9 in the Further and Better Particulars were found out of time and struck out; time was not extended. Allegation 9 remained for the final hearing. | Other | Age | — |
| Sex discrimination | All sex allegations except allegation 9 in the Further and Better Particulars were found out of time and struck out; time was not extended. Allegation 9 remained live on the limited issue identified by the tribunal. | Other | Sex | — |
Legal tests applied
15 references- Ready Mixed Concrete personal service, control and consistency test
- Nethermere irreducible minimum of obligation
- Autoclenz / Protectacoat Firthglow approach to written terms
- Uber employment status approach
- s.123 EqA time limits
- Hendricks continuing act
- South Western Ambulance Service v King anchored continuing act principle
- Robertson just and equitable extension of time
- British Coal v Keeble factors
- Adedeji broad discretion on time extension
- Selkent balance of injustice and hardship
- Vaughan practical consequences of amendment
- Woodhouse caution on merits when amending
- Cotswold Developments client/customer focus
- Allonby / Bates v Winkelhof EqA employment status
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
- Open official judgment 1 PDF on gov.uk
- Open official judgment 2 PDF on gov.uk
- Open official judgment 3 PDF on gov.uk
Published on gov.uk under the Open Government Licence v3.0.
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