Case 1804913/2021 · Employment Tribunal
Claimant v NDL Yorkshire Ltd and others — 2022
- Case reference
- 1804913/2021
- Decision date
- 29 March 2022
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Shulman REPRESENTATION
Parties
2 namedClaimant
Claimant
Respondent
Key findings
Tribunal's reasoningAt the preliminary hearing on 22 March 2022, Employment Judge Shulman heard an application by HR Business Plus Ltd and Sheila Watson to strike out, and alternatively seek deposit orders in respect of, the claims brought against them. The pleaded matters at paragraphs 11u to 15 of the claim were described as sex discrimination and pregnancy and maternity complaints, and the tribunal noted that they were not yet fully specified as direct discrimination, indirect discrimination, harassment and/or victimisation.
The tribunal found that NDL Yorkshire Ltd had authorised the second respondent to arrange and attend redundancy consultation meetings and to report back, but that its authority went no further. The second respondent and the third respondent were described as advisors and consultants only, all decisions remained with the first respondent, and they could not affect the legal relationship between the claimant and the first respondent. On that basis, the tribunal held that the second and third respondents were neither the claimant's employers nor agents for the purposes of section 109(2) of the Equality Act 2010.
Applying those legal principles, the tribunal concluded that all claims against the second and third respondents had no reasonable prospect of success and should be struck out. The claimant had referred to Anyanwu v South Bank Students' Union, but the tribunal said that case concerned the importance of not striking out discrimination claims except in the most obvious cases, whereas this case turned on a different point of law about status and agency. The tribunal also declined to make a deposit order for the same reasons, and the claimant's claims against the first respondent remained extant.
Claims and outcomes
3 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Sex discrimination | The pleaded complaints against the second and third respondents were described as sex discrimination claims, but they were not yet fully specified as direct discrimination, indirect discrimination, harassment and/or victimisation. They were struck out because the tribunal found the second and third respondents were neither employers nor agents of the first respondent. | Struck out | Sex | — |
| Pregnancy and maternity discrimination | The pleaded complaints against the second and third respondents were described as pregnancy and maternity claims, but they were not yet fully specified as direct discrimination, indirect discrimination, harassment and/or victimisation. They were struck out because the tribunal found the second and third respondents were neither employers nor agents of the first respondent. | Struck out | Pregnancy and maternity | — |
| Victimisation | The claimant also alleged victimisation in relation to the conduct of the second and third respondents. The tribunal struck out those claims as having no reasonable prospect of success for the same reason: the second and third respondents were advisors/consultants only and not liable as employers or agents. | Struck out | — | — |
Legal tests applied
5 references- section 109(2) Equality Act 2010
- common law principal and agent test
- Bowstead and Reynolds agency principles
- Anyanwu v South Bank Students' Union [2001] ICR 391
- no reasonable prospect of success
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
Case essentials (reference, date, judge, venue, country, claim categories) are extracted from the structured metadata gov.uk publishes alongside each decision. Parties and monetary figures are extracted from the judgment PDF text. Key findings and per-claim outcomes require a second extraction pass that is not yet complete for this case — until then, the primary source linked above is the authoritative record. See full methodology.
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