Case 2403141/2018 · Employment Tribunal
Dr Ambreen Malik v CAS Behavioural Health Limited and 1 other — 2021
- Case reference
- 2403141/2018
- Decision date
- 2 February 2021
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Warren
- Venue
- Manchester
- Panel members
- Mr B McCaughey, Mr A G Barker
Parties
3 namedClaimant
Dr Ambreen Malik
Key findings
Tribunal's reasoningThe tribunal found that Dr Malik made protected disclosures about a blue bag containing powder found in patient AG's room on 17 September 2015. It accepted that the disclosure at the root cause analysis interview, the follow-up email to Dr Romero, later conversations with Dr Romero and solicitor Andrew Parsons, and her evidence at the coroner's inquest were qualifying disclosures. The tribunal held that she reasonably believed the information tended to show a criminal offence and that she believed disclosure was in the public interest.
On the detriment claims, the tribunal held that several of the alleged retaliatory acts were detriments linked to the disclosures, including the initial suspension, the suspension email, increased supervision, undermining conduct, the attempt to remove the appraisal lead role, the grievance handling and aspects of later treatment. It found, however, that those claims were out of time and did not form a series of similar acts ending with the in-time complaint. It rejected the claims based on the removal of support, the pay rise complaint, the conference funding refusal and the proposed move to another hospital, and held that it was reasonably practicable for the earlier complaints to have been brought in time. The only whistleblowing detriment it upheld as in time was Dr Burton's referral to the GMC and the description sent to the GMC liaison officer on 18 October 2017.
The automatic unfair dismissal claim under section 103A ERA 1996 failed because the tribunal found the claimant was not dismissed for making protected disclosures. Her ordinary unfair dismissal claim succeeded. Applying the section 98(4) ERA 1996 and Burchell principles, the tribunal found the investigation, disciplinary hearing and appeal into the July 2017 covert medication incident were seriously flawed: key witnesses were not interviewed, the hospital's own policy was not properly considered, senior management and HR were heavily involved, and the dismissing officer was a peer with limited experience. It held that the respondent did not establish a genuine and reasonable belief in gross misconduct, and that dismissal was outside the range of reasonable responses.
The wrongful dismissal claim also succeeded. The tribunal found that Dr Malik had followed the respondent's policy in the circumstances it accepted, that there was no wilful breach or gross negligence, and that she was dismissed without notice in breach of contract. The reasons supplied do not record any monetary award.
Claims and outcomes
4 findings recordedThis case has mixed outcomes under at least one legal claim type. A tribunal can uphold some allegations and dismiss others under the same legal head, so rows below may represent separate issues or allegation groups from the judgment.
| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Whistleblowing | The tribunal found the claimant made protected disclosures about the blue bag of powder found in patient AG's room and later related disclosures. It held that detriments 1, 2, 3, 5, 6, 7, 10 and 11 were detriments connected with those disclosures but were out of time, detriments 4, 8, 9 and 12 were not made out, and the GMC referral/description to the GMC liaison officer on 18 October 2017 was in time and well founded. | Upheld | — | — |
| Unfair dismissal | Automatic unfair dismissal under section 103A ERA 1996. The tribunal found the claimant was not dismissed because she made protected disclosures. | Dismissed | — | — |
| Unfair dismissal | Ordinary unfair dismissal under section 94 ERA 1996 succeeded. The tribunal found the investigation, disciplinary hearing and appeal were seriously flawed and that the respondent did not establish a fair conduct reason or a reasonable response. | Upheld | — | — |
| Wrongful dismissal | The claimant was dismissed without notice in breach of contract. The tribunal found no gross misconduct, wilful breach, or gross negligence justifying summary dismissal. | Upheld | — | — |
Legal tests applied
16 references- s.43B ERA 1996
- Chesterton Global v Nurmohamed
- Darnton v University of Surrey
- s.48(3) ERA 1996
- Ministry of Defence v Jeremiah
- De Souza v Automobile Association
- Shamoon v Chief Constable of RUC
- s.98(4) ERA 1996
- Burchell test
- Iceland Frozen Foods v Jones
- Sainsbury's Supermarkets Ltd v Hitt
- Roldan v Royal Salford NHS Foundation Trust
- Royal Mail Group Ltd v Jhuti
- Lavarack v Woods of Colchester Ltd
- Valilas v Januzaj
- Taylor v Alidair Ltd
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
Case essentials (reference, date, judge, venue, country, claim categories) are extracted from the structured metadata gov.uk publishes alongside each decision. Parties and monetary figures are extracted from the judgment PDF text. Key findings and per-claim outcomes require a second extraction pass that is not yet complete for this case — until then, the primary source linked above is the authoritative record. See full methodology.
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