Case 2405398/2018 · Employment Tribunal
In person For the v Mr A Hockley, director — 2019
- Case reference
- 2405398/2018
- Decision date
- 7 March 2019
- Jurisdiction
- England & Wales
- Judge
- Employment Judge George
Parties
2 namedClaimant
In person For the
Respondent
Key findings
Tribunal's reasoningThe respondent was an agency supplying locum doctors, and the claimant worked as a consultant psychiatrist at Royal Oldham Hospital from 25 September 2017 to 3 November 2017. Applying the Ready Mixed Concrete approach and Autoclenz, the tribunal found that he was a worker under s.230(3) ERA 1996 but not an employee under s.230(2). The booking documents and draft contract pointed to a limited-company arrangement, but the relationship that actually operated was direct between the claimant and the respondent, with personal service, timesheets and some oversight by the lead consultant.
Because the claimant was only a worker, the tribunal held that it had no Article 3 jurisdiction to hear the breach of contract claims. The claim about a joint IR35 assessment had already been struck out automatically after the claimant did not respond to the unless order by the extended deadline. The expense claim for accommodation and travel costs was dismissed: the claimant referred to a statement showing charges of 434.96, a payment of 100 and a balance of 69.78, but he did not produce receipts or clear proof that those sums were contractually payable.
The notice pay claim also failed. The tribunal found that it was reasonably practicable to bring it in time and that the amendment was made about 11 months late. On the facts, the claimant had himself given notice on 11 October 2017, the Trust and respondent understood the booking would end on 3 November 2017, and the tribunal did not accept that the respondent had failed to give the required notice.
On the wages claim, the tribunal held that there had been an unauthorised deduction because the claimant's wages were not paid when due. However, the full sums had already been paid by the time of the reserved judgment, and the tribunal found no attributable financial loss that made it appropriate to award compensation under s.24(2) ERA 1996. No monetary award was made.
Claims and outcomes
4 findings recordedThis case has mixed outcomes under at least one legal claim type. A tribunal can uphold some allegations and dismiss others under the same legal head, so rows below may represent separate issues or allegation groups from the judgment.
| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Unlawful deduction from wages | The tribunal found an unauthorised deduction because the claimant's wages were not paid when they fell due. The sums had already been paid by the time of judgment, so no order was made under s.24(2) ERA 1996. | Upheld | — | — |
| Breach of contract | The alleged failure to arrange a joint IR35 assessment was not pursued at the final hearing and had been automatically struck out after the claimant did not comply with the unless order by 7 August 2020. | Struck out | — | — |
| Breach of contract | The claim for accommodation and travel expenses failed because the claimant was found to be a worker, not an employee, so the tribunal had no Article 3 jurisdiction; in any event, he relied on a statement showing charges of 434.96, a payment of 100 and a balance of 69.78 but did not produce receipts or sufficient proof that the sums were due. | Dismissed | — | — |
| Breach of contract | The notice pay claim was out of time and the tribunal found it had been reasonably practicable to present it earlier. In any event, the tribunal found the claimant had given notice on 11 October 2017 and that the end date was extended by consent to 3 November 2017. | Dismissed | — | — |
Remedy
Monetary award- Total award
- £0
- across all upheld claims
Legal tests applied
6 references- Ready Mixed Concrete South East Ltd v Ministry of Pensions and National Insurance mixed test
- Autoclenz Ltd v Belcher
- s.230(2) and (3) ERA 1996
- s.24(2) ERA 1996
- s.23(4) ERA 1996 reasonably practicable test
- rule 38(1) Employment Tribunals Rules of Procedure 2013
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
Case essentials (reference, date, judge, venue, country, claim categories) are extracted from the structured metadata gov.uk publishes alongside each decision. Parties and monetary figures are extracted from the judgment PDF text. Key findings and per-claim outcomes require a second extraction pass that is not yet complete for this case — until then, the primary source linked above is the authoritative record. See full methodology.
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