Case 3312718/2019 · Employment Tribunal
Mrs D Schwartzel v GMB Union — 2020
- Case reference
- 3312718/2019
- Decision date
- 10 January 2020
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Ord
- Venue
- Cambridge
Parties
2 namedClaimant
Mrs D Schwartzel
Respondent
Key findings
Tribunal's reasoningEmployment Judge Ord, sitting alone at Cambridge on 3 January 2020, held that the claim form presented in these proceedings had to be rejected under rule 10 of the Employment Tribunal Rules because it did not contain an accurate early conciliation certificate number. The claimant had relied on certificate number R336401/18/55, which the tribunal found related to XPO Logistics, not GMB, so the requirement for an accurate number was not met.
The judge relied on Sterling v United Learning Trust and E.ON Control Solutions v Caspall in concluding that the Tribunal had no discretion to treat the incorrect early conciliation number as a minor error. The claimant's argument that a later early conciliation certificate dated 1 July 2019 had cured the defect was rejected because the claim form had already been rejected and there was no power to carry out early conciliation retrospectively after proceedings had been instituted. No substantive unfair dismissal, disability discrimination, or breach of contract claim was determined on the merits.
The respondent's application for costs did not succeed. The judge recorded that, because the claim form had been rejected, there was no claim in respect of which a costs order could be made. In any event, even if the costs rules applied, the judge was satisfied that the case lacked reasonable prospects only because of a procedural defect that the claimant, as a litigant in person, had failed to appreciate, and it would not have been appropriate to order costs against her.
Claims and outcomes
1 finding recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Other | No substantive employment claim was determined. The tribunal rejected the claim form under rule 10 because it did not contain an accurate early conciliation certificate number. | Dismissed | — | — |
Legal tests applied
5 references- rule 10 of the Employment Tribunal (Constitution and Rules of Procedure) Regulations 2013
- rule 12(1)(c) of the Employment Tribunal Rules of Procedure
- s.18A Employment Tribunals Act 1996
- Sterling v United Learning Trust (UKEAT/439/14)
- E.ON Control Solutions v Caspall (UKEAT/003/19)
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
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