Case 3316140/2019 · Employment Tribunal
Ms D Innis v Allied Healthcare Group Ltd and 1 other — 2020
- Case reference
- 3316140/2019
- Decision date
- 17 November 2020
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Quill Date
Parties
3 namedClaimant
Ms D Innis
Key findings
Tribunal's reasoningMrs D Innis brought claims against Health Care Resourcing Group t/a Allied Health Services and SIPPI Homecare Ltd for unfair dismissal, unpaid wages, notice and holiday pay, and age discrimination. The hearing was directed to a preliminary TUPE issue to decide whether there had been a relevant transfer and, if so, which respondent was the proper respondent to each claim. The tribunal noted that R1 had provided care services in Brent and that Brent ended its contracts after a section 6 notice from the Care Quality Commission.
The tribunal found that Regulation 3 of TUPE was satisfied. It held that R1 had ceased carrying out the relevant activities as contractor on Brent's behalf and that those activities were carried out instead by subsequent contractors. R1's Wembley branch was an organised grouping of employees whose principal purpose was the provision of care services to Brent service users. Although the work was fragmented among seven providers and was allocated on postcode and capacity basis, the tribunal found that the activities after 10 January 2019 were fundamentally the same as those previously carried out by R1.
The tribunal accepted that R2 took on two service users from 6 December 2018 and a further 19 service users by 10 January 2019, and that the claimant cared for two service users who both transferred to R2. It rejected the argument that the contracts were merely spot purchases or that the arrangements were connected with a single specific event or task of short-term duration. The tribunal therefore held that the claimant's contract of employment transferred from R1 to R2 under TUPE after 10 January 2019.
As a consequence of that finding, the tribunal said the claimant had a potential remedy only against R2. After the oral judgment, R1 applied to be discharged from the proceedings and that application was granted.
Claims and outcomes
1 finding recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Transfer of undertakings (TUPE) | Preliminary TUPE issue only. The tribunal found a relevant transfer under Regulation 3, held that the claimant's employment transferred from R1 to R2 after 10 January 2019, and concluded that any potential remedy lay only against R2. | Upheld | — | — |
Legal tests applied
3 references- TUPE Regulation 3(1)(b)
- TUPE Regulation 3(2A)
- TUPE Regulation 3(3)(a)
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
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