Case 3316546/2021 · Employment Tribunal
Litigant in Person For the v Respondent — 2023
- Case reference
- 3316546/2021
- Decision date
- 12 October 2023
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Conley
- Panel members
- Ms S Morgan, Mr M Kidd
Parties
1 namedClaimant
Litigant in Person For the
Respondent
- —
Key findings
Tribunal's reasoningThe claimant, a Weekend Duty Support Officer, was suspended after an incident on 20 March 2021 in which she was found asleep at reception while a vulnerable resident needed assistance. After investigation and disciplinary proceedings she received a final written warning, and the appeal upheld that warning. The tribunal accepted the respondent’s evidence that this was a lenient response to conduct that could have justified dismissal.
The race discrimination claim failed. The claimant relied on Karen Thomas as a white comparator, but the tribunal found Ms Thomas was not in materially similar circumstances. It also rejected the claimant’s interpretation of the phone records and found no evidential basis for concluding that the final written warning was imposed because of race. The tribunal noted that the claimant’s own evidence largely framed the dispute as connected to giving evidence for Mr Ikie rather than race.
The Working Time Regulations claim also failed. The tribunal accepted that the contract was poorly drafted because it referred to breaks requiring adequate cover, but found the respondent’s working arrangements did not prevent breaks being taken. It found there was a custom of using a note or laminated placard to indicate a break, that a back room was available, and that quiet periods existed on reception. The tribunal also held that, given the nature of the work in a residential institution, Regulation 21(c)(i) would apply and any interruptions were met by adequate compensatory rest.
The amended s.45A(1)(f) ERA 1996 detriment claim failed as well. The tribunal accepted that the claimant had alleged an infringement of her WTR rights, but held that the final written warning was imposed because she had fallen asleep on duty, not because she had given evidence in the earlier tribunal proceedings. It also rejected the allegation that refusal of overtime after her return from long-term sickness was retaliatory, finding the reasons were her recent absence, the warning, prior performance issues and problems with taking additional shifts, and that there was no causal link to her WTR complaint.
Claims and outcomes
3 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Race discrimination | The claimant relied on Karen Thomas as a white comparator, but the tribunal found Thomas was not in materially similar circumstances and rejected the suggestion that the final written warning was because of race. | Dismissed | Race | — |
| Working time regulations | The tribunal found the respondent did not prevent the claimant from taking rest breaks, accepted that staff could use a note or placard system and a back room for breaks, and held that Regulation 21(c)(i) applied in any event. | Dismissed | — | — |
| Other | The amended complaint was under s.45A(1)(f) ERA 1996. The tribunal accepted the allegation of a WTR infringement could found the statutory complaint, but held the final written warning and refusal of overtime were not imposed on that ground. | Dismissed | — | — |
Legal tests applied
8 references- s.13 Equality Act 2010
- s.23 Equality Act 2010
- s.136 Equality Act 2010
- Regulation 12 Working Time Regulations 1998
- Regulation 21(c)(i) Working Time Regulations 1998
- Grange v Abellio London Ltd [2017] IRLR 108
- s.45A(1)(f) Employment Rights Act 1996
- s.48(2) Employment Rights Act 1996
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
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