Case 1400362/2020 · Employment Tribunal
Dr Annette Plaut v Exeter University — 2022
- Case reference
- 1400362/2020
- Decision date
- 17 January 2022
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Housego Tribunal
- Venue
- Exeter
- Panel members
- Smillie, Sleeth
Parties
2 namedClaimant
Dr Annette Plaut
Respondent
Key findings
Tribunal's reasoningDr Plaut, a long-serving physicist at Exeter University, brought claims of unfair dismissal, direct race and sex discrimination, harassment and victimisation arising from student complaints, disciplinary action, suspension and her dismissal on 30 January 2020. The tribunal first dealt with limitation issues, holding that the discrimination elements in the second claim were out of time on the ACAS certificate point but should proceed because it was just and equitable to extend time. It also held that the unfair dismissal complaint was in time, and noted that the dismissal letter was poorly drafted and ambiguous as to the effective date of termination.
The direct race and sex discrimination claims were dismissed. Dr Plaut relied on her eastern European Jewish heritage and on the proposition that her loud and argumentative style was part of that heritage, but the tribunal found the complaints against her were about how she was perceived rather than because of race or sex. It accepted that some colleagues and students regarded her as overbearing or loud, but found no evidence that a man or a non-Jewish comparator with the same manner would have been treated differently.
The tribunal rejected most of the harassment and victimisation case, including the earlier alleged protected acts and the grievance-based harassment point. It upheld the claim arising from the 11 April 2019 suspension after the 3 April 2019 return-to-work meeting, finding that the suspension was a detriment following Dr Plaut's complaints and criticism of the University's equality and diversity approach. The tribunal treated that suspension as harassment and victimisation, but not the later grievance-based allegation.
On unfair dismissal, the tribunal found both procedural and substantive unfairness. It criticised the continued suspension after the final written warning, the failure to implement the remedial steps ordered after the first disciplinary process, the handling of the Student 2 matter, the use of material obtained after the hearing without proper disclosure, and the 16-month delay before the appeal was finally determined in June 2021. It rejected the respondent's case that dismissal was inevitable and held that the Student 2 concerns were not themselves a sacking matter on top of the earlier warning.
The tribunal said compensation for unfair dismissal would be uplifted by 25% for breach of the Acas Code and then reduced by 25% for contributory conduct, leaving 93.75% of attributable loss, but it did not quantify any monetary award in this liability judgment.
Claims and outcomes
5 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Unfair dismissal | The tribunal found the dismissal on 30 January 2020 was both procedurally and substantively unfair. It rejected the respondent's case that a fair procedure or the appeal process would have led to the same result, and held that compensation would be adjusted for an Acas Code uplift and contributory conduct, with quantum to be assessed later. | Upheld | — | — |
| Race discrimination | The claim was based on Dr Plaut's eastern European Jewish heritage and her case that her loud, argumentative style was an inherent racial characteristic. The tribunal found the disciplinary action and dismissal were responses to perceived conduct, not to race, and that a comparator with the same manner but without that heritage would have been treated the same. | Dismissed | Race | — |
| Sex discrimination | The tribunal found no basis for concluding that Dr Plaut was treated less favourably because she was a woman. It rejected the case that a male comparator with the same way of speaking and interacting would have been treated differently. | Dismissed | Sex | — |
| Harassment | The harassment claim, pleaded by reference to race and sex, succeeded in respect of the 11 April 2019 suspension following the 3 April 2019 return-to-work meeting. The separate harassment allegation based on the later grievance against KJ failed because the course of action had already begun before that grievance. | Upheld | Race | — |
| Victimisation | The tribunal held that the 11 April 2019 suspension was a detriment following protected acts, including Dr Plaut's discrimination complaints and related criticism at the return-to-work meeting. Earlier alleged protected acts were too remote or not shown to be causative of the later detriment. |
Legal tests applied
18 references- s.98(2)(b) Employment Rights Act 1996
- s.98(4) Employment Rights Act 1996
- Polkey v AE Dayton Services Ltd
- Sainsbury's Supermarkets Ltd v Hitt
- Iceland Frozen Foods Ltd v Jones
- Newbound v Thames Water Utilities Ltd
- just and equitable extension of time
- s.13 Equality Act 2010
- s.26 Equality Act 2010
- s.27 Equality Act 2010
- s.136 Equality Act 2010
- s.123 Equality Act 2010
- Royal Mail Group Ltd v Efobi
- Royal Mail Group Ltd v Jhuti
- Adedeji v University Hospitals Birmingham NHS Foundation Trust
- Compass Group UK & Ireland Ltd v Morgan
- Romero v Nottingham City Council
- Mezey v South West London and St George's Mental Health NHS Trust
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
- Open official judgment 1 PDF on gov.uk
- Open official judgment 2 PDF on gov.uk
- Open official judgment 3 PDF on gov.uk
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
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