Case 2202662/2020 · Employment Tribunal
Mr N Roberts (counsel) For the v Respondent — 2021
- Case reference
- 2202662/2020
- Decision date
- 2 February 2021
- Jurisdiction
- England & Wales
- Judge
- Employment Judge E Burns
Parties
1 namedClaimant
Mr N Roberts (counsel) For the
Respondent
- —
Key findings
Tribunal's reasoningThis was a preliminary hearing about a second claim brought by a current employee who had been on long-term sick leave since 4 February 2019. The second claim arose out of two emails sent by the respondent's in-house solicitor during the litigation in the claimant's earlier case, and out of the respondent's handling of the claimant's subsequent internal complaint. The tribunal also set out the parties' agreed issues on victimisation and harassment and considered whether judicial proceedings immunity, or the scope of the Equality Act 2010 and the Equal Treatment Directive, prevented the claims from proceeding.
On the two emails, the tribunal considered that the first email was likely to be genuine interparty correspondence covered by judicial proceedings immunity and/or outside the scope of the Equality Act 2010 and the Equal Treatment Directive. It considered the second email was likely not covered by judicial proceedings immunity, but still likely outside the statutory scope. If that jurisdictional analysis was wrong, the tribunal said the victimisation case about the emails still had little reasonable prospect of success because it was unlikely the claimant could establish a detriment or the necessary causal link to the protected acts, although the tribunal said the harassment allegation based on the emails could potentially succeed if jurisdiction were established.
The tribunal then dealt with the grievance-related complaint. It found that the respondent's conduct in postponing a substantive response to the internal complaint was not protected by judicial proceedings immunity, but it considered the real reason for the postponement was that the complaint had become part of ongoing litigation and should not be addressed substantively at that stage. On that basis it struck out the victimisation claim relating to detriment 2(c) for no reasonable prospects of success. In the operative order it made deposit orders under Rule 39 for the victimisation allegations about detriments 2(a) and 2(b), and for the harassment allegations about detriments 2(a) and 2(b), but it did not finally determine any compensation at this stage.
Claims and outcomes
3 findings recordedThis case has mixed outcomes under at least one legal claim type. A tribunal can uphold some allegations and dismiss others under the same legal head, so rows below may represent separate issues or allegation groups from the judgment.
| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Victimisation | Preliminary hearing only. The tribunal made deposit orders under Rule 39 in relation to detriments 2(a) and 2(b), finding those allegations had little reasonable prospects of success. The reasons focused on the two emails sent during the litigation arising from the first claim. | Other | — | — |
| Victimisation | The tribunal struck out the victimisation claim relating to detriment 2(c) under Rule 37 for no reasonable prospects of success. The reasons at paragraphs 107-112 treated the respondent's delayed substantive response to the internal complaint as having been postponed for the legitimate reason that the matter had become part of the tribunal proceedings. | Struck out | — | — |
| Harassment | Preliminary hearing only. The tribunal made a deposit order under Rule 39 in relation to detriments 2(a) and 2(b), finding the harassment allegations had little reasonable prospects of success. The reasons said the conduct could be related to PTSD but was likely to fall outside the Equality Act 2010 and/or the Equal Treatment Directive. | Other | Disability | — |
Legal tests applied
8 references- Rule 37(1)(a) no reasonable prospect
- Rule 39(1) little reasonable prospect
- Shamoon detriment test
- section 27 Equality Act 2010 victimisation
- section 26 Equality Act 2010 harassment
- section 136 Equality Act 2010 burden of proof
- judicial proceedings immunity
- Article 3(1)(c) Equal Treatment Directive
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
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