Case 2204584/2020 · Employment Tribunal
did not attend For the v Ms S. Jolly Q.C. — 2021
- Case reference
- 2204584/2020
- Decision date
- 21 May 2021
- Jurisdiction
- England & Wales
- Judge
- Employment Judge Goodman Appearances
Parties
2 namedClaimant
did not attend For the
Respondent
Key findings
Tribunal's reasoningThe claimant was a trainee solicitor at Reed Smith LLP whose training contract had been extended because of injury and later health-related absences. At this preliminary hearing on 21 May 2021, the tribunal was dealing with strike-out and case-management issues arising from a claim presented on 25 July 2020 alleging race and disability discrimination and an unlawful deductions claim. The respondent had investigated whether the claimant had been at work in the week beginning 6 January 2020 and had raised concerns about the claimant's non-compliance with earlier orders, including disclosure of GP records and a disability witness statement.
The race discrimination claim in paragraphs 66-74 was struck out because the tribunal found that the same events in 2015-2016 had already been litigated and decided in the claimant's 2016 proceedings. The tribunal treated the matter as issue estoppel/res judicata and relied on the earlier decision striking out the race discrimination, harassment and disability adjustment claims in that case. In the reasons, the tribunal cited Virgin Atlantic Airways Ltd v Zodiac Seat UK Ltd and Arnold v National Westminster Bank plc (No 1) on the effect of earlier adjudication.
The remaining disability claims were not struck out under rule 37 at this stage, but the tribunal made them subject to an unless order. The disability bundle covered the s.13 and s.15 allegations and the reasonable-adjustment issues under ss.20 and 21, and the tribunal said it needed the claimant's GP records and a structured witness statement to decide whether he was disabled at the material time. Although the tribunal accepted that he had been unwell in recent weeks, it found his explanations for the prolonged default in compliance were not convincing and considered that striking out would be too draconian at that point.
The s.26 disability harassment allegations, including the October-November 2019 meetings about associate roles and the January-February 2020 investigation and disciplinary process, also remained live. The tribunal noted the broader case-management context, including the possibility of a deposit order on the victimisation claim, which was said to arise from a 2016 grievance and the 2016 tribunal claim. The alleged unlawful deductions claim concerning underpaid statutory sick pay was also not struck out; the claimant was directed to provide a revised calculation and supporting documents, while the respondent was ordered to provide its material and a counter-schedule. The planned August final hearing was vacated, and a further hearing was listed for 7 July 2021.
Claims and outcomes
5 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Race discrimination | Paragraphs 66-74, concerning events in the real property department in 2015-2016, were struck out because the same matters had already been adjudicated in the claimant's 2016 tribunal proceedings; the tribunal treated the point as issue estoppel/res judicata. | Struck out | Race | — |
| Disability discrimination | The disability discrimination allegations under ss.13 and 15, together with the reasonable-adjustment issues under ss.20 and 21, were not struck out at this hearing. They were made subject to an unless order requiring GP records and a structured disability witness statement by 14 June 2021, failing which they would stand dismissed. | Other | Disability | — |
| Harassment | The s.26 disability harassment allegations, including the October-November 2019 associate-role discussions and the January-February 2020 investigation and disciplinary process, were not finally determined and remained subject to the same case-management directions. | Other | Disability | — |
| Victimisation | The s.27 victimisation claim, based on a 2016 grievance and the 2016 tribunal claim, was not struck out; the tribunal said it would consider whether a deposit order should be made at the 7 July 2021 hearing. | Other | — | — |
| Unlawful deduction from wages | The alleged underpayment of statutory sick pay from September 2019 to February 2020 was not struck out. The claimant was ordered to provide a revised calculation and supporting documents, and the respondent to provide its documents and counter-schedule. |
Legal tests applied
11 references- Rule 37(1)(c) Employment Tribunals Rules of Procedure 2013
- Rule 37(1)(d) Employment Tribunals Rules of Procedure 2013
- Rule 39 deposit order
- Rule 2 overriding objective
- issue estoppel
- res judicata
- James v Blockbuster Entertainment Ltd
- Weir Valves and Controls (UK) Ltd v Armitage
- Evans v Commissioner of Police
- Virgin Atlantic Airways Ltd v Zodiac Seat UK Ltd
- Arnold v National Westminster Bank plc (No 1)
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
- Open official judgment 1 PDF on gov.uk
- Open official judgment 2 PDF on gov.uk
- Open official judgment 3 PDF on gov.uk
Published on gov.uk under the Open Government Licence v3.0.
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