Case 3312375/2019 · Employment Tribunal
In person For the First v Respondent — 2021
- Case reference
- 3312375/2019
- Decision date
- 3 March 2021
- Jurisdiction
- England & Wales
- Judge
- Employment Judge R Lewis Appearances
- Venue
- Watford
Parties
1 namedClaimant
In person For the First
Respondent
- —
Key findings
Tribunal's reasoningThis was a preliminary hearing in which the tribunal struck out the claimant’s claims under rule 37 as having no reasonable prospect of success. The claimant was a serving prisoner at HMP Peterborough and had worked there as a Learning and Skills Coach between 1 September 2017 and 28 November 2018, receiving £1.70 per session. The tribunal accepted that the role was set out in a compact and job description, but found those documents described a prison regime of discipline and rehabilitation rather than a contract of employment.
Applying the reasoning in Davis and Cox, the tribunal held there was no contract between the claimant and the first respondent, no contractual mutuality of obligation, and no free wage-for-work bargain. The claimant was required to do useful work under the Prison Act 1952 and Prison Rules 1999, and the tribunal held that this statutory framework meant he was not a “worker” for the purposes of the Employment Rights Act 1996, the Working Time Regulations 1998, the Part-time Workers Regulations 2000, or the related rights he relied on.
Because worker status was a necessary foundation for the claims, the tribunal held that all of them failed at a legal threshold stage and were struck out. On the PTWR point specifically, the tribunal said that even if it had needed to decide the issue separately, the claimant had no prospect of showing a proper full-time comparator employed under the same type of contract and doing same or broadly similar work. No evidence was called; the hearing proceeded on submissions only.
Claims and outcomes
4 findings recorded| Claim type | Issue or finding | Outcome | Protected characteristic | Award |
|---|---|---|---|---|
| Breach of contract | The notice pay claim was struck out with the rest of the claim because the tribunal found the claimant was a prisoner working under prison rules, not under a contract of employment or any other worker contract. | Struck out | — | — |
| Part-time worker regulations | The tribunal said the claimant had no reasonable prospect of showing he was entitled to compare himself with a full-time prison employee, because a prisoner is not employed under the same type of contract and was not engaged in the same or broadly similar work. | Struck out | — | — |
| Unlawful deduction from wages | The arrears of pay claim was struck out on the same worker-status point: the tribunal held there was no contract and therefore no worker status for employment-rights purposes. | Struck out | — | — |
| Holiday pay | The annual leave / holiday pay claim was struck out because rights under the Working Time Regulations apply only to workers, and the tribunal found the claimant was not a worker. | Struck out | — | — |
Legal tests applied
6 references- rule 37 no reasonable prospect of success
- s.230(3) ERA 1996
- reg 2 WTR 1998
- PTWR reg 1(2)
- PTWR reg 2(4)
- PTWR reg 5(1)-(2)
Official outcome judgment PDF
Gov.uk primary recordThe official judgment PDF on gov.uk contains the tribunal's outcome, reasoning, and any remedy details. Where this page does not yet show extracted outcomes for every claim, use the PDF as the authoritative source.
Published on gov.uk under the Open Government Licence v3.0.
How we got this data
Case essentials (reference, date, judge, venue, country, claim categories) are extracted from the structured metadata gov.uk publishes alongside each decision. Parties and monetary figures are extracted from the judgment PDF text. Key findings and per-claim outcomes require a second extraction pass that is not yet complete for this case — until then, the primary source linked above is the authoritative record. See full methodology.
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